Anti-bribery policy.

Caputo, Bastos e Serra Advogados is built on the pillars of Ethics, Leadership, and High Commitment from Senior Management. We emphasize Compliance, Integrity, Social Responsibility, Valuing Dialogue, Responsible Communication, and Interdependence. Our anti-corruption policy reflects our unwavering commitment to maintaining a corruption-free operation.

In this regard, the firm does not tolerate any form of bribery, corruption, discrimination, or harassment in its operations. Compliance with the rules established in our Code of Conduct and associated policies, as well as applicable laws, is mandatory. These form part of the Compliance System overseen by the Compliance Officer, ensuring proper functioning with authority, independence, and the necessary resources for continuous improvement. This includes applying appropriate penalties for non-compliance through an impartial, confidential, good-faith investigation process without retaliation.


Policy details and commitments:

  • All forms of corruption, including bribery, fraud, embezzlement, and nepotism, are strictly prohibited.
  • Payment or acceptance of bribes is strictly prohibited, along with any practices that might be construed as bribery in the course of providing our services.
  • All employees are guided by the Code of Conduct and the Anti-Corruption Management System, ensuring compliance with applicable laws, including anti-corruption laws.
  • Any concerns about corruption raised will be investigated and addressed, with the whistleblower protected from any form of retaliation.
  • The anti-corruption compliance function maintains complete independence and authority, in accordance with ISO 37001 standards.
  • Failure to comply with the Anti-Corruption Policy and management system requirements will result in disciplinary actions as per current laws.